Description

Highly accomplished Compliance professional with over 20 years of experience evolving within leading international financial and banking institutions. Proven expertise across a broad range of compliance matters, including AML-CFT & sanctions, MIFID, market abuse, finance and asset management regulations.

Recently, as a freelance consultant, I've further developed my strategic vision and autonomy, notably in asset management regulatory function and AML-CFT, but also in charity activity. Seeking a challenging role where I can leverage my deep regulatory knowledge and ability to drive compliance excellence within a dynamic banking and financial environment.

Domaines d’expertise

Langues

Français
Bilingue ou natif
Anglais
Capacité professionnelle complète

Préférences en matière de lieu de travail

Accepte de travailler sur site

Paris (jusqu’à 50 km)

Azoury Conseil
Compliance and Internal Control Advisory
BANQUE & ASSURANCES
janvier 2023 - Aujourd'hui (3 ans et 5 mois)
Paris, France
Provide external compliance and internal control counsel to a French management company, optimizing annual control plans, preparing comprehensive regulatory reports, drafting/updating internal policies and procedures, and developing new AML tools
Manage an endowment charity fund, establishing its governance framework and conducting its activities
Asset Management Conformité réglementaire
Industrial and Commercial Bank of China
Head of Legal &Compliance Department
BANQUE & ASSURANCES
septembre 2016 - décembre 2022 (6 ans et 3 mois)
Paris, France
Successfully established and led the Legal and Compliance Department (6 FTE) from inception
Designed and implemented comprehensive compliance policies and procedures (AML & Sanctions, Anti-bribery, MIFID/MAD-MAR, GDPR), ensuring full regulatory adherence
Managed all interactions with local Regulators (ACPR/AMF) and served as the designated TRACFIN correspondent
Implemented robust compliance permanent controls for AML and Sanctions, including KYC, sanctions screening, and transaction monitoring
Developed and delivered comprehensive compliance training programs, enhancing staff awareness
Oversaw all legal matters, including reviews, coordination with law firms, and legal/regulatory watch
Actively participated in professional organizations (FBF/OCBF), contributing to implement best practices
Banking AML/CFT Conformité
Credit Suisse France
Senior Compliance Manager (PB and IB divisions)
BANQUE & ASSURANCES
janvier 2008 - janvier 2016 (8 ans)
Paris, France
Led Compliance monitoring for Private Banking and CS Securities divisions
Managed Anti-Money Laundering and Sanctions oversight (TRACFIN Correspondent)
Oversaw MIFID-related monitoring (client categorization, S&A tests, transaction reporting)
Implemented market abuse prevention measures
Provided expert advice and monitoring on cross-border issues
Reviewed marketing materials for compliance (e.g., structured products)
Managed client claims effectively
Ensured timely management of internal and regulatory reports
As DPO, ensured compliance with data protection requirements (processing, transfers)
Developed and delivered extensive compliance training programs (induction, AML, general compliance)
Conducted continuous legal and regulatory watch
Actively engaged with professional organizations (FBF/OCBF/AMAFI)
Private Banking Finance de marché